Capital preservation must always precede capital appreciation.
The NorCap Advantage
Since 2004, NorCap has delivered sophisticated investment solutions led by a veteran leadership team. The firm offers qualified U.S. and international investors access to traditional and alternative strategies through a multi-strategy framework. Diverse asset capabilities and specialized liquidity pools drive regime-based allocations designed to perform independently of traditional market benchmarks.
200+ Years of Combined Expertise
Market complexities demand deep expertise and a multi-generational perspective.
Investment Experience | Decades managing traditional and alternative strategies across multiple asset classes, navigating capital allocations through market volatility, cycles, and regimes.
Advisory | Client services tailored to sophisticated mandates.
Who We Serve
A Global Presence
We serve high-net-worth individuals, family offices, multi-family offices, corporate entities, endowments, and trusts, as well as institutions and non-profits. With established relationships throughout the Americas, Europe, Middle East, and Asia, we deliver a global perspective with boutique-level service.
Community Banking Partnership
For decades, NorCap’s principals have been trusted partners to U.S. community banks, holding companies, trust departments, and bankers.
Asset Class Specialization
We deploy diverse strategies across the capital structure to uncover and capture distinct opportunities.
Options | Advanced volatility trading.
Debt | Fixed Income, High-Yield, Distressed Debt, Debt Facilities, and Private Credit secondaries and recapitalizations.
Equities | Indices, Public Equities, Hybrid, and Convertible Securities.
Co-Investments | Strategic allocations and asset acquisition.
Hedging | Institutional-grade risk mitigation and capital preservation.
Investment Solutions & Philosophy
NorCap offers a suite of investment strategies built around the capital and liquidity requirements of sophisticated and qualified investors.
We prioritize tax-efficient structures, optimizing after-tax returns for clients wherever practicable.
We operate on the conviction that risk-adjusted returns are best achieved through disciplined, consistent methodologies and rigorous oversight.
Our trading approaches target consistent annual results while maintaining a steadfast commitment to stable investment outcomes, investor liquidity, and capital preservation across all market regimes.
A Rigorous Approach to Risk Management
At NorCap, we believe that performance is inextricably linked to the quality of a firm’s risk oversight. Our approach begins with dedicated management and continuous monitoring of all risk parameters. This framework is reinforced in five core disciplines:
Risk-Adjusted Returns | A disciplined focus on generating returns commensurate with the risk assumed.
Targeted Consistency | An investment framework engineered to achieve positive annual returns across varying market cycles.
Liquidity Prioritization | Emphasis on liquidity across the portfolio, with public-market exposures concentrated in highly liquid instruments to preserve agility and transparency.
Precision | Strict adherence to dynamic pricing methods and proprietary options frameworks designed to achieve optimal pricing and mitigate risk.
Disciplined Execution | Rigorous trading protocols that enforce consistency and prioritize capital preservation.
Transparency & Governance
NorCap upholds rigorous transparency and institutional governance, maintaining registration and compliance with the U.S. Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”), the Commodity Futures Trading Commission (“CFTC”), and the National Futures Association (“NFA”).
Our standards are further reinforced by independent, industry-leading service providers across legal, fund administration, compliance and accounting.
